RP
CFP
RP
CFP

Robert Santino Paolucci

24 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
18 advisors
Number of Clients
1,093 clients
Average Client Portfolio
$2.4M average
Assets Under Management
$2.7B

Fee Structure

Financial Planning:Included in AUM fee
Minimum Annual Fee:$5,000
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Location

670 Boston Post Road, Madison, CT, 06443

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Robert is the Founder, CEO, and Advisor at Principle Wealth Partners LLC, providing wealth management services, which takes nearly full-time. He is also a Registered Representative with Essex Financial Services, Inc., selling securities and investment products on a commission basis, dedicating about 10-20% of his time.

Employment History
Current Registrations
Principle Wealth
October 2017 - Present · 8 yrs 4 mos
Previous Registrations
Essex Financial Services, INC.Broker
June 2009 - November 2018 · 9 yrs 5 mos
Essex Financial Services, INC.
June 2009 - October 2017 · 8 yrs 4 mos
Banc of America Investment Services, INC.Broker
March 2008 - June 2009 · 1 yr 3 mos
Banc of America Investment Services, INC.
March 2008 - June 2009 · 1 yr 3 mos
Strategic Advisers, INC.
December 2003 - April 2008 · 4 yrs 4 mos
Fidelity Brokerage Services LLCBroker
January 2001 - April 2008 · 7 yrs 3 mos
State Registrations2 states
CTTX
Advisor
Exams
No exam information available for this advisor.