Shawn Mathis
Shawn Mathis is a registered investment advisor at Cetera Investment Advisers LLC, based in Estacada, OR, with 25 years of industry experience. Shawn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Estacada, OR
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Shawn is an Investment Advisory Representative at Financial Management Strategies, Inc., dedicating about a quarter of their time to this role. Shawn also works as an insurance agent, selling life, health, disability, annuities, and long-term care insurance, with varying hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Financial Management Strategies, INC.
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ameriprise Advisor Services, INC.
Ameriprise Advisor Services, INC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.