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Angela Mwanza

24 Years of Experience
Broker

Angela Mwanza is a registered investment advisor at Rockefeller Capital Management, based in New York, NY, with 24 years of industry experience. Angela operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5,636 clients with $33B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
338 advisors
Number of Clients
5,636 clients
Average Client Portfolio
$5.8M average
Assets Under Management
$32.6B

Fee Structure

Investment management only (planning not offered)

RAM's fees for separately managed accounts typically range from 0.50% to 1.5% annually for equity strategies and from 0.10% to 0.75% annually for fixed income strategies, depending on the investment strategy and the amount invested. Some fixed income strategies are available at no fee to private wealth clients through a wrap fee program. The standard fee for the Long/Short Equity Strategy is 1.5% annually plus a 20% performance fee. The standard fee for the FinTech Venture Capital strategy is 2.0% annually plus a 20% carried interest. The standard fee for its Growth Equity strategy is a 2.0% annual investment advisory fee (with the fee rate stepping down after the investment period) and a 20% carried interest, subject to a preferred return.

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Location

45 Rockefeller Plaza, New York, NY, 10111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Angela is involved in several outside business activities, including being a guest lecturer at Cornell University, a partner in HM3B LLC (real estate), a member of the supervisory board for Jumia Technologies AG, and a board member/advisor for Project Drawdown, Yellow Work, Inc., and Summit Junto LLC. She is also a co-managing member of Thunder & Lightning LLC, a rental property.

Employment History
Current Registrations
Rockefeller Capital Management
February 2024 - Present · 2 yrs 2 mos
Rockefeller Capital Management
August 2023 - Present · 2 yrs 8 mos
Rockefeller Financial LLCBroker
August 2023 - Present · 2 yrs 8 mos
Previous Registrations
UBS Financial Services INC.Broker
September 2008 - August 2023 · 14 yrs 11 mos
UBS Financial Services INC.
September 2008 - August 2023 · 14 yrs 11 mos
Lehman Brothers INC.
March 2008 - September 2008 · 6 mos
Lehman Brothers INC.Broker
April 2004 - September 2008 · 4 yrs 5 mos
Quick & Reilly, INC.Broker
May 2002 - April 2004 · 1 yr 11 mos
J.P. Morgan Securities INC.Broker
May 2001 - November 2001 · 6 mos
J.P. Morgan Securities INC.Broker
February 2001 - May 2001 · 3 mos
State Registrations21 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Angela Mwanza - Financial Advisor | TrueAdvisor