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Angela Kaya Mwanza

24 Years of Experience
Broker
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningInsurance PlanningCharitable GivingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
336 advisors
Number of Clients
5,636 clients
Average Client Portfolio
$5.8M average
Assets Under Management
$32.6B

Fee Structure

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Location

45 Rockefeller Plaza, Floor 5, New York, NY, 10111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Angela is involved in several outside business activities, including being a guest lecturer at Cornell University, a partner in HM3B LLC (real estate), a member of the supervisory board for Jumia Technologies AG, and a board member/advisor for Project Drawdown, Yellow Work, Inc., and Summit Junto LLC. She is also a co-managing member of Thunder & Lightning LLC, a rental property.

Employment History
Current Registrations
Rockefeller Capital Management
February 2024 - Present · 2 yrs
Rockefeller Capital Management
August 2023 - Present · 2 yrs 6 mos
Rockefeller Financial LLCBroker
August 2023 - Present · 2 yrs 6 mos
Previous Registrations
UBS Financial Services INC.Broker
September 2008 - August 2023 · 14 yrs 11 mos
UBS Financial Services INC.
September 2008 - August 2023 · 14 yrs 11 mos
Lehman Brothers INC.
March 2008 - September 2008 · 6 mos
Lehman Brothers INC.Broker
April 2004 - September 2008 · 4 yrs 5 mos
Quick & Reilly, INC.Broker
May 2002 - April 2004 · 1 yr 11 mos
J.P. Morgan Securities INC.Broker
May 2001 - November 2001 · 6 mos
J.P. Morgan Securities INC.Broker
February 2001 - May 2001 · 3 mos
State Registrations21 states
CACOCTDEFLGAIAKYMAMDMONJNVNYPASCSDTNTXVAVT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Angela Kaya Mwanza - Financial Advisor | TrueAdvisor