Spencer Hawkins
Spencer Hawkins is a CFP-designated registered investment advisor at Spencer Hawkins Investment Adviser, LLC, based in Upper Arlington, OH, with 22 years of industry experience. Spencer operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 2 more. Their firm serves 15 clients with $2.9M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $4.0M | 0.88% |
| $4.0M - $8.0M | 0.75% |
| $8.0M - $16.0M | 0.63% |
| $16.0M - $32.0M | 0.50% |
| $32M+ | 0.38% |
Fees are negotiable and will vary among different clients.
Fee Estimator
Location
Upper Arlington, OH
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Spencer is the owner and principal agent of Protected World Insurance Agency, LLC, an independent insurance agency representing all major lines of insurance. He dedicates about half of his time to this business, with a few hours per week occurring during securities trading hours.
Employment History
Current Registrations
Spencer Hawkins Investment Adviser, LLC
Previous Registrations
Southeast Investments, N.c., INC.
Southeast Investments, N.c., INC.Broker
Nationwide Securities, LLC
Nationwide Securities, LLCBroker
Southeast Investments, N.c., INC.Broker
Kovack Advisors, INC.
Kovack Securities INC.Broker
Brecek & Young Advisors, INC.Broker
UBS Painewebber INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.