Lori Peters is a CFP-designated registered investment advisor at Carter Advisory Services, INC, based in Dallas, TX, with 20 years of industry experience. Lori operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more.
Compensation
Firm Size
IM Fee
Fee Structure
Financial plan reviews are available periodically, with the cost determined by the complexity of your situation and ongoing needs. Fees are negotiable. You can pay quarterly either by direct deduction from your Raymond James account or via invoice.
- Initial financial plan — typically starts at $5,000, but is negotiable based on complexity, net worth, and estimated income. The fee is paid in two installments: half upon signing the agreement and the balance upon presentation of the plan.
- Specialized analysis and specific projects — billed hourly, ranging from $100 to $450 per hour depending on the planner and project complexity.
Location
12222 Merit Drive, Suite 1800, Dallas, TX, 75251
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Lori uses Carter Financial Management as a DBA for her firm, with no associated responsibilities. She is also an audit committee member for Catholic Charities Dallas, dedicating minimal time to attending meetings and reviewing reports.
Employment History
Current Registrations
Carter Advisory Services, INC
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.