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Andrew Fowler Thomas
Axxcess Wealth Management, LLC
25 Years of Experience
1 Disclosure
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Estate Planning
Financial Planning & Coaching
High Net Worth
Business Owners
Axxcess Wealth Management, LLC
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
41 advisors
Number of Clients
8,726 clients
Average Client Portfolio
$725K average
Assets Under Management
$6.3B
Fee Structure
Financial Planning:
Included in AUM fee
Investment Management
Planning
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Location
6005 Hidden Valley Road, Suite 290, Carlsbad, CA, 92011
Get directions
History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
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Employment Separation After Allegations
March 2020
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Axxcess Wealth Management, LLC
January 2022 - Present · 4 yrs 1 mo
Previous Registrations
Axxcess Wealth Management, LLC
September 2015 - December 2021 · 6 yrs 3 mos
Arete Wealth Management, LLC
Broker
October 2009 - March 2020 · 10 yrs 5 mos
Arete Wealth Advisors, LLC
August 2009 - March 2020 · 10 yrs 7 mos
Fbr Capital Markets & CO.
Broker
February 2009 - August 2009 · 6 mos
Credit Suisse Securities (USA) LLC
Broker
November 2000 - February 2009 · 8 yrs 3 mos
State Registrations
2 states
LA
TX
Advisor
Exams
No exam information available for this advisor.