Arnold Samuel is a registered investment advisor, based in Westlake Village, CA, with 25 years of industry experience.
Location
2535 Townsgate Rd., Suite 203, Westlake Village, CA, 91361
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Regulatory History (3)
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Customer Dispute
December 2016Settled
Customer Dispute
March 2016Settled
Employment Separation After Allegations
October 2008Other Business ActivitiesSells Insurance
Arnold is an independent insurance agent since 1986, dedicating a few hours per week to providing insurance products. He also works nearly full-time as an investment advisor for The Ameriflex Group, providing wealth management, financial planning, and investment advisory services since 2019.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
June 2025 - Present · 10 mos
The Ameriflex Group
March 2020 - Present · 6 yrs 1 mo
Previous Registrations
Osaic Wealth, INC.Broker
September 2023 - July 2025 · 1 yr 10 mos
Sagepoint Financial, INC.Broker
March 2016 - September 2023 · 7 yrs 6 mos
Sagepoint Financial, INC.
March 2016 - December 2020 · 4 yrs 9 mos
Wedbush Securities INC.Broker
February 2009 - March 2016 · 7 yrs 1 mo
Wedbush Securities INC.
February 2009 - March 2016 · 7 yrs 1 mo
Raymond James Financial Services
February 2008 - October 2008 · 8 mos
Raymond James Financial Services, INC.Broker
February 2008 - October 2008 · 8 mos
Invest Financial Corporation
May 2007 - February 2008 · 9 mos
Invest Financial CorporationBroker
April 2007 - February 2008 · 10 mos
Pfic Securities CorporationBroker
August 2005 - April 2007 · 1 yr 8 mos
Fiserv Investor Services, INC.Broker
August 2001 - August 2005 · 4 yrs
Great American Advisors, INC.Broker
October 2000 - August 2001 · 10 mos
State Registrations17 states
ALAZCACOFLGAMDMOMSNCNVOHORPASCTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.