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AS
CFP
AS
CFP
Andrew E. Saab
Benjamin F. Edwards & Company, Incorporated
24 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Benjamin F. Edwards & Company, Incorporated
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
479 advisors
Number of Clients
30,126 clients
Average Client Portfolio
$520K average
Assets Under Management
$15.7B
Fee Structure
Financial Planning:
Investment management only
Minimum Annual Fee:
$125
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Location
Shades Creek Plaza, 850 Shades Creek Parkway, Suite 310, Birmingham, AL, 35209
Get directions
History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
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Criminal
October 1986
Final Disposition
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Benjamin F. Edwards & Company, INC.
Broker
April 2021 - Present · 4 yrs 10 mos
Benjamin F. Edwards & Company, Incorporated
April 2021 - Present · 4 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
Broker
July 2003 - April 2021 · 17 yrs 9 mos
Wells Fargo Clearing Services, LLC
July 2003 - April 2021 · 17 yrs 9 mos
Prudential Securities Incorporated
April 2001 - July 2003 · 2 yrs 3 mos
Prudential Securities Incorporated
Broker
February 2001 - July 2003 · 2 yrs 5 mos
State Registrations
13 states
AL
CO
FL
GA
IN
LA
NC
NJ
PA
TN
TX
VA
WV
Advisor
Broker
Both
Exams
No exam information available for this advisor.
Andrew E. Saab - Financial Advisor | TrueAdvisor