Denver, IA
Get directionsNo disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Scott's spouse owns and operates a boutique clothing store, Simply Chic LLC, and Scott provides general support and business management. This includes handling filings, paying fees, and establishing relationships with accountants and attorneys, taking a few hours per week.