Candace Swayne is a registered investment advisor at Wms Wealth Management LLC, based in Mukilteo, WA, with 8 years of industry experience. Candace operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 136 clients with $39M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $499K | 1.85% |
| $499K - $1.0M | 1.60% |
| $1.0M - $3.0M | 1.25% |
| $3M+ | 1.00% |
Fees may be adjusted on a case-by-case basis (i.e., negotiable).
Fee Estimator
Location
12189 Greenhaven, Suite 108, Mukilteo, WA, 98275
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Candace provides tasting room support at Chelan Ridge Winery, assisting with wine sales, service, pizza service, and customer satisfaction. This takes about 10-20% of Candace's time outside of trading hours.
Employment History
Current Registrations
Wms Wealth Management LLC
Previous Registrations
Sandlapper Wealth Management, LLC
State Registrations1 state
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