Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
1,410 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$1.7B

Fee Structure

Financial Planning:Included in AUM fee
Minimum Annual Fee:$500
Loading...

Location

117 Grand Street, 2nd Floor, Goshen, NY, 10924

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

James is the owner of Leo's Tavern, a restaurant, and dedicates minimal time to consulting for the business. This activity is not investment-related.

Employment History
Current Registrations
Orange Investment Advisors, INC.
March 2022 - Present · 3 yrs 11 mos
Previous Registrations
Jefferies LLCBroker
April 2012 - July 2020 · 8 yrs 3 mos
Morgan Stanley & CO. LLCBroker
December 2009 - April 2012 · 2 yrs 4 mos
Citigroup Global Markets INC.Broker
June 2005 - December 2009 · 4 yrs 6 mos
Wachovia Capital Markets, LLCBroker
July 2003 - June 2005 · 1 yr 11 mos
Wachovia Securities, LLCBroker
October 2000 - July 2003 · 2 yrs 9 mos
State Registrations1 state
NY
Advisor
Exams
No exam information available for this advisor.