Agnes Carolyn Medina

Esi Financial Advisors

25 Years of Experience

2 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningBusiness Owners

Esi Financial Advisors

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

495 advisors

Number of Clients

12,116 clients

Average Client Portfolio

$202K average

Assets Under Management

$2.5B

Fee Structure

Minimum Investment:$50K

Location

Prosper, TX

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

March 2014

Settled

Civil

March 2013

Final

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Agnes is the President/CEO of ACM Business Solutions Inc. since 1992 and the CEO of Reliant Accounting & Tax Solutions Inc. since 2021, focusing on tax preparation and accounting. Agnes also sells non-variable insurance since 2000.