Carrie Busse is a registered investment advisor at Lombard Advisers Incorporated, based in Chillicothe, MO, with 25 years of industry experience. Carrie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Investment Management, Retirement Planning. Their firm serves 955 clients with $570M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.70% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $10.0M | 0.75% |
| $10M+ | 0.75% |
Fees are negotiable and may be lower based on various criteria.
Fee Estimator
Location
812 Clay Street, Chillicothe, MO, 64601
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Carrie is a bookkeeper for Chillicothe United Methodist Church Preschool, spending a few hours per week. She is also a member and registered representative of Financial & Tax Services LLC, dedicating full-time hours to investment, tax, and accounting services, and she performs tax preparation for the same company for about 10-20% of her time. Carrie is also the treasurer for the Bobby & Peggy Smith Legacy Scholarship Fund.
Employment History
Current Registrations
Lombard Securities IncorporatedBroker
Lombard Advisers Incorporated
Previous Registrations
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
Vsr Advisory Services
Vsr Financial Services, INC.Broker
American Investment Services, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.