AO
AO

Anthony Dean Ossola

25 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
275 advisors
Number of Clients
15,632 clients
Average Client Portfolio
$628K average
Assets Under Management
$9.8B

Fee Structure

Minimum Investment:None
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Location

130 Vantis, Suite 135, Aliso Viejo, CA, 92656

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Anthony is the owner and a financial advisor at ADOFAM Inc. (Ossola Wealth Management), dedicating full-time hours to this role. He also volunteers as a citizen scientist for Earth Views Inc., spending about 10-20% of his time observing and documenting a lake shoreline.

Employment History
Current Registrations
Prospera Financial Services, INC.
January 2021 - Present · 5 yrs 1 mo
Prospera Financial Services, INC.Broker
January 2021 - Present · 5 yrs 1 mo
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
February 2007 - January 2021 · 13 yrs 11 mos
Wells Fargo Advisors Financial Network, LLCBroker
February 2007 - January 2021 · 13 yrs 11 mos
UBS Financial Services INC.
February 2001 - February 2007 · 6 yrs
UBS Financial Services INC.Broker
November 2000 - February 2007 · 6 yrs 3 mos
State Registrations12 states
ARAZCACOIDKSMTNCNVTXUTWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.