DS
DS

David a Speranza

24 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningInsurance PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
68 advisors
Number of Clients
9,489 clients
Average Client Portfolio
$487K average
Assets Under Management
$4.6B

Fee Structure

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Location

100 Stony Brook Ct, Newburgh, NY, 12550

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

David is an IAR of Spire Wealth Management providing fee-based investment advisory services full-time. He also sells fixed insurance products, dedicating about a quarter of his time to this activity, and works as an NCAA athletics official (baseball umpire) for about a quarter of his time.

Employment History
Current Registrations
Spire Securities, LLCBroker
February 2019 - Present · 7 yrs
Spire Wealth Management, LLC
February 2019 - Present · 7 yrs
Previous Registrations
Lincoln Financial Advisors Corporation
September 2013 - February 2019 · 5 yrs 5 mos
Lincoln Financial Advisors CorporationBroker
March 2013 - February 2019 · 5 yrs 11 mos
Securities America, INC.Broker
November 2005 - March 2013 · 7 yrs 4 mos
A. G. Edwards & Sons, INC.Broker
January 2001 - December 2005 · 4 yrs 11 mos
State Registrations4 states
CTNJNYVT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.