CM
ChFC
CM
ChFC

Carol Anne Mayhart

20 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
94 advisors
Number of Clients
5,401 clients
Average Client Portfolio
$716K average
Assets Under Management
$3.9B

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
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Location

3925 Fountains Blvd Ne, Suite 200, Cedar Rapids, IA, 52411

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Carol works as a Financial Consultant for McCloskey Financial Group, dedicating nearly full-time hours to investment and advisory services. She is also a Trustee and Steering committee member for The Grand Wilmington Delaware, spending minimal time introducing new guests and memberships, and an agent for Highland Capital, selling life insurance, LTC, disability, and annuities, spending minimal time on this activity.

Employment History
Current Registrations
Nations Financial Group, INC.
September 2019 - Present · 6 yrs 5 mos
Nations Financial Group, INC.Broker
September 2019 - Present · 6 yrs 5 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
March 2008 - September 2019 · 11 yrs 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
March 2008 - September 2019 · 11 yrs 6 mos
Wachovia Securities, LLC
August 2005 - March 2008 · 2 yrs 7 mos
Wachovia Securities, LLCBroker
April 2005 - March 2008 · 2 yrs 11 mos
State Registrations11 states
DEFLMDMONHPASCTXVAVTWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.