Emilio Rivera is a registered investment advisor, based in Staten Island, NY, with 24 years of industry experience.
Location
Staten Island, NY
Get directionsHistory
Regulatory History (2)
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Customer Dispute
December 2019Withdrawn
Customer Dispute
April 2008Denied
Other Business ActivitiesSells Insurance
Emilio is the President and CEO of E. Rivera & Associates, an S Corp for tax reporting purposes, dedicating full-time hours to running the business. He also serves as a board member for Staten Island University/Northwell Hospital Foundation, spending a few hours per week on fundraising activities, and sells fixed insurance products a few hours per week.
Employment History
Current Registrations
The Leaders Group, INC.Broker
February 2026 - Present · 2 mos
The Leaders Group, INC.
February 2026 - Present · 2 mos
Fortis Capital Advisors, LLC
August 2024 - Present · 1 yr 8 mos
Previous Registrations
MML Investors Services, LLC
June 2019 - July 2024 · 5 yrs 1 mo
MML Investors Services, LLCBroker
May 2019 - July 2024 · 5 yrs 2 mos
Eagle Strategies LLC
May 2017 - May 2019 · 2 yrs
Nylife Securities LLCBroker
February 2017 - May 2019 · 2 yrs 3 mos
AXA Advisors, LLC
May 2015 - January 2017 · 1 yr 8 mos
AXA Advisors, LLCBroker
May 2015 - January 2017 · 1 yr 8 mos
Santander Securities LLCBroker
November 2012 - April 2015 · 2 yrs 5 mos
Santander Securities
November 2012 - April 2015 · 2 yrs 5 mos
J.P. Morgan Securities LLCBroker
October 2012 - November 2012 · 1 mo
J.P. Morgan Securities LLC
October 2012 - November 2012 · 1 mo
Chase Investment Services CORP.
July 2009 - October 2012 · 3 yrs 3 mos
Chase Investment Services CORP.
June 2009 - June 2009 · 0 mos
Chase Investment Services CORP.Broker
July 2006 - October 2012 · 6 yrs 3 mos
Metlife Securities INC.Broker
October 2003 - July 2006 · 2 yrs 9 mos
Metropolitan Life Insurance CompanyBroker
October 2003 - July 2006 · 2 yrs 9 mos
Mony Securities CorporationBroker
July 2002 - July 2003 · 1 yr
Metlife Securities INC.Broker
May 2001 - July 2002 · 1 yr 2 mos
Metropolitan Life Insurance CompanyBroker
May 2001 - July 2002 · 1 yr 2 mos
Josephthal & CO., INC.Broker
February 2001 - April 2001 · 2 mos
Robb Peck Mccooey Clearing CorporationBroker
January 2001 - February 2001 · 1 mo
State Registrations3 states
FLNJNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.