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ER

Emilio Enrique Rivera

Fortis Capital Advisors, LLC
24 Years of Experience
2 DisclosuresSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementFinancial Planning & CoachingEstate PlanningTax PlanningHigh Net Worth
Fortis Capital Advisors, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
50 advisors
Number of Clients
1,874 clients
Average Client Portfolio
$647K average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:$750K
Minimum Annual Fee:$10,000

Location

Staten Island, NY

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2019
Withdrawn
Customer Dispute
April 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Emilio is the President and CEO of E. Rivera & Associates, an S Corp for tax reporting purposes, dedicating full-time hours to running the business. He also serves as a board member for Staten Island University/Northwell Hospital Foundation, spending a few hours per week on fundraising activities, and sells fixed insurance products a few hours per week.

Employment History
Current Registrations
Fortis Capital Advisors, LLC
August 2024 - Present · 1 yr 6 mos
Previous Registrations
MML Investors Services, LLC
June 2019 - July 2024 · 5 yrs 1 mo
MML Investors Services, LLCBroker
May 2019 - July 2024 · 5 yrs 2 mos
Eagle Strategies LLC
May 2017 - May 2019 · 2 yrs
Nylife Securities LLCBroker
February 2017 - May 2019 · 2 yrs 3 mos
AXA Advisors, LLC
May 2015 - January 2017 · 1 yr 8 mos
AXA Advisors, LLCBroker
May 2015 - January 2017 · 1 yr 8 mos
Santander Securities
November 2012 - April 2015 · 2 yrs 5 mos
Santander Securities LLCBroker
November 2012 - April 2015 · 2 yrs 5 mos
J.P. Morgan Securities LLC
October 2012 - November 2012 · 1 mo
J.P. Morgan Securities LLCBroker
October 2012 - November 2012 · 1 mo
Chase Investment Services CORP.
July 2009 - October 2012 · 3 yrs 3 mos
Chase Investment Services CORP.
June 2009 - June 2009 · 0 mos
Chase Investment Services CORP.Broker
July 2006 - October 2012 · 6 yrs 3 mos
Metlife Securities INC.Broker
October 2003 - July 2006 · 2 yrs 9 mos
Metropolitan Life Insurance CompanyBroker
October 2003 - July 2006 · 2 yrs 9 mos
Mony Securities CorporationBroker
July 2002 - July 2003 · 1 yr
Metlife Securities INC.Broker
May 2001 - July 2002 · 1 yr 2 mos
Metropolitan Life Insurance CompanyBroker
May 2001 - July 2002 · 1 yr 2 mos
Josephthal & CO., INC.Broker
February 2001 - April 2001 · 2 mos
Robb Peck Mccooey Clearing CorporationBroker
January 2001 - February 2001 · 1 mo
State Registrations1 state
NY
Advisor
Exams
No exam information available for this advisor.