PB
PB

Paul Alan Brazie

21 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
428 clients
Average Client Portfolio
$515K average
Assets Under Management
$220.6M

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.25%
$500K - $3.0M1.00%
$3M+0.75%

Investment management fees for the Legacy Individual Stock Strategies are: $500,000 – $5,000,000 .75% of entire balance; Greater than $5,000,000 .60% of entire balance

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

8111 Timberlodge Trail, Dayton, OH, 45458

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Paul is an investment advisor representative at Tudor Financial. This activity is investment-related and takes about half of Paul's time.

Employment History
Current Registrations
Tudor Financial, INC.
September 2018 - Present · 7 yrs 5 mos
Westminster Financial Advisory CORP
August 2018 - Present · 7 yrs 6 mos
Westminster Financial Securities, INC.Broker
August 2018 - Present · 7 yrs 6 mos
Previous Registrations
Key Investment Services LLCBroker
December 2013 - August 2018 · 4 yrs 8 mos
Key Investment Services LLC
December 2013 - August 2018 · 4 yrs 8 mos
Westminster Financial Advisory CORP
May 2010 - December 2011 · 1 yr 7 mos
Westminster Financial Securities, INC.Broker
May 2010 - December 2011 · 1 yr 7 mos
Great American Advisors, INC.
January 2007 - May 2010 · 3 yrs 4 mos
Great American Advisors, INC.Broker
March 2005 - May 2010 · 5 yrs 2 mos
Westminster Financial Securities, INC.Broker
September 2003 - March 2005 · 1 yr 6 mos
Foresters Securities, INC.Broker
January 2003 - July 2003 · 6 mos
Westminster Financial Securities, INC.Broker
May 2002 - March 2003 · 10 mos
State Registrations7 states
AZCOFLGAINKYOH
AdvisorBrokerBoth
Exams
No exam information available for this advisor.