Brant Woodrow Grimes

CFA

Voya Investment Management CO. LLC

24 Years of Experience

2 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment Management

Voya Investment Management CO. LLC

Compensation

Fee-Only (AUM)

Firm Size

58 advisors

Number of Clients

2,261 clients

Average Client Portfolio

$112.3M average

Assets Under Management

$253.8B

Location

200 Park Avenue, New York, NY, 10166

Get directions

History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Criminal

June 1996

Final Disposition

Criminal

December 1995

Final Disposition

View Full SEC Report How to Read Disclosures

Other Business Activities

Brant owns a rental property in San Francisco since November 2020, dedicating minimal time to this activity. This activity is not investment-related.

Employment History

Current Registrations

Voya Investment Management CO. LLC

May 2011 - Present · 14 yrs 9 mos

Voya Investments Distributor, LLCBroker

May 2011 - Present · 14 yrs 9 mos

Previous Registrations

Allianz Global Investors Distributors LLCBroker

October 2007 - April 2011 · 3 yrs 6 mos

Rcm Distributors LLCBroker

October 2007 - June 2008 · 8 mos

Citizens SecuritiesBroker

April 2004 - May 2007 · 3 yrs 1 mo

Strong Capital Management INC

October 2003 - March 2004 · 5 mos

Strong Investments, INC.Broker

October 2000 - March 2004 · 3 yrs 5 mos

State Registrations53 states

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.