John Thornton is a CFA-designated registered investment advisor at Stephens Investment Management Group, LLC, based in Houston, TX, with 25 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 174 clients with $7.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SIMG charges a percentage of the assets they manage. The maximum fee for each strategy is:
- Small Cap Growth Strategy: 1.25%
- Mid Cap Growth Strategy: 1.00%
- SMID Core Growth Strategy: 1.00%
- SMID Select Growth Strategy: 1.10%
- Leaders and Innovators Strategy: 1.00%
- SMID Hybrid Growth Strategy: 1.25%
- Artificial Intelligence and Automation Strategy: 1.00%
Fees are negotiable and vary depending on the size of the investment and the services provided.
Location
9 Greenway Plaze, Houston, TX, 77046
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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John is an advisory board member for The MBA Fund LLC, a student-managed investment fund at the University of Texas, dedicating minimal time. He is also a board member for Biehl International, a maritime shipping company, attending quarterly board meetings.
Employment History
Current Registrations
Stephens Investment Management Group, LLC
State Registrations1 state
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