Enrique Milan Rodriguez

Popular Securities, LLC

24 Years of Experience

2 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement PlanningEducation Planning

Popular Securities, LLC

Compensation

Fee-Only (AUM)

Firm Size

56 advisors

Number of Clients

2,120 clients

Average Client Portfolio

$1.1M average

Assets Under Management

$2.3B

Fee Structure

Minimum Investment:$50K

Location

208 Ponce de Leon Ave, POPULAR CENTER Suite 1200, San Juan, PR, 00918

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

December 2018

Closed-No Action

Customer Dispute

June 2016

Settled

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Popular Securities, LLC

June 2013 - Present · 12 yrs 8 mos

Popular Securities, LLCBroker

December 2007 - Present · 18 yrs 2 mos

Previous Registrations

Popular Securities, INC.

August 2011 - February 2012 · 6 mos

Citigroup Global Markets INC.Broker

December 2000 - December 2007 · 7 yrs

State Registrations15 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.