TB
TB

Thomas Lambert Broderick

25 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
12 advisors
Number of Clients
343 clients
Average Client Portfolio
$662K average
Assets Under Management
$227.1M

Fee Structure

Minimum Investment:$5K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K2.00%
$250K - $1.0M1.50%
$1M+1.25%

Fees are negotiable. There is an additional investment management fee of 0.20% of assets.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Evergreen Park, IL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Thomas is a registered investment advisor representative and an insurance broker. He is also a silent partner in a bar/event space, which is not investment-related.

Employment History
Current Registrations
First Heartland Capital, INC.Broker
October 2001 - Present · 24 yrs 4 mos
Signature Financial Services, LTD
March 2001 - Present · 24 yrs 11 mos
Previous Registrations
Marquis Financial Services, INC.Broker
September 2000 - September 2001 · 1 yr
State Registrations10 states
AZCACOFLIAILINORTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.