Allison Patricia Mahoney

Hsbc Securities (USA) INC.

16 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Hsbc Securities (USA) INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

339 advisors

Number of Clients

12,180 clients

Average Client Portfolio

$265K average

Assets Under Management

$3.2B

Fee Structure

Minimum Investment:$500K

Financial Planning:Investment management only

Location

66 Hudson Boulevard, Floor 3, New York, NY, 10001

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Hsbc Securities (USA) INC.

January 2010 - Present · 16 yrs 1 mo

Hsbc Securities (USA) INC.

August 2009 - Present · 16 yrs 6 mos

Hsbc Securities (USA) INC.Broker

August 2009 - Present · 16 yrs 6 mos

Previous Registrations

Banc of America Investment Services, INC.Broker

January 2009 - June 2009 · 5 mos

State Registrations48 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.