AL
CFA
AL
CFA

Adam S Lawlor

20 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
339 advisors
Number of Clients
12,180 clients
Average Client Portfolio
$265K average
Assets Under Management
$3.2B

Fee Structure

Minimum Investment:$500K
Financial Planning:Investment management only
Loading...

Location

San Francisco, CA

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Adam is a sole proprietor of Shark Tooth Provisions, where he designs, makes, and sells woodworking products like cutting boards at local farmers markets and on Etsy since 2020. This non-investment related activity takes minimal time.

Employment History
Current Registrations
Hsbc Securities (USA) INC.Broker
January 2025 - Present · 1 yr 1 mo
Hsbc Securities (USA) INC.
January 2025 - Present · 1 yr 1 mo
Hsbc Securities (USA) INC.
January 2025 - Present · 1 yr 1 mo
Previous Registrations
Citi Private Alternatives, LLCBroker
March 2022 - April 2024 · 2 yrs 1 mo
Citigroup Global Markets INC.Broker
March 2022 - April 2024 · 2 yrs 1 mo
Citigroup Global Markets INC.
January 2022 - April 2024 · 2 yrs 3 mos
Legato Capital Management, LLC
October 2004 - January 2023 · 18 yrs 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.