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Joshua Axel is a registered investment advisor at Ktf Investments, LLC, based in Seal Beach, CA, with 25 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 183 clients with $690M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
183 clients
Average Client Portfolio
$3.8M average
Assets Under Management
$691.8M
Fee Structure
Minimum Investment:$1M
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual fee charged will not exceed 2%. All fees are subject to negotiation.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
13001 Seal Beach Boulevard, # 250, Seal Beach, CA, 90740
Get directionsHistory
Regulatory History (3)
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Customer Dispute
December 2022Denied
Customer Dispute
June 2010Settled
Customer Dispute
May 2009Settled
Employment History
Current Registrations
Ktf Investments, LLC
August 2025 - Present · 8 mos
Previous Registrations
UBS Financial Services INC.
December 2000 - September 2025 · 24 yrs 9 mos
UBS Financial Services INC.Broker
September 2000 - September 2025 · 25 yrs
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.