AB
AB

Alan J Brubaker

24 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningFinancial Planning & CoachingEducation PlanningEstate PlanningDivorce PlanningSpecial Needs Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
587 advisors
Number of Clients
11,854 clients
Average Client Portfolio
$232K average
Assets Under Management
$2.7B

Fee Structure

Minimum Investment:$1K
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Location

2217 N Macgregor Way, Houston, TX, 77004

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Alan is an independent insurance agent selling fixed insurance products since 2010, dedicating about 10-20% of his time to this. He also works as a notary public since 2019, spending minimal time on this activity.

Employment History
Current Registrations
Voya Financial Advisors, INC.
January 2011 - Present · 15 yrs 1 mo
Voya Financial Advisors, INC.Broker
January 2011 - Present · 15 yrs 1 mo
Previous Registrations
Ing Financial Advisers, LLC
May 2007 - January 2011 · 3 yrs 8 mos
Ing Financial Advisers, LLCBroker
November 2006 - January 2011 · 4 yrs 2 mos
Compass Brokerage, INC.Broker
March 2005 - January 2006 · 10 mos
Chase Investment Services CORP.Broker
January 2001 - March 2005 · 4 yrs 2 mos
Banc One Securities CorporationBroker
November 2000 - December 2000 · 1 mo
State Registrations13 states
CAFLGAILKSLAMIMNNYOHTNTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.