Alan Broderick
Alan Broderick is a CFP-designated registered investment advisor at Bay Rivers Group Wealth Partners, based in Williamsburg, VA, with 23 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 401 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $4.0M | 1.35% |
| $4.0M - $10.0M | 1.00% |
| $10M+ | 0.70% |
Fees are generally negotiable. BRGWP also receives its standard fee on top of the fee paid to third party advisors.
Fee Estimator
Location
5107 Center Street B1, Williamsburg, VA, 23188
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alan is the chief compliance officer, partner, and owner of Bay Rivers Group Wealth Advisors, dedicating full-time hours to advisory and financial planning services. He also owns 5107 Partners, LLC (real estate) and is a partner in ABCM Partners, LLC dba Bay Rivers Group Tax Services, spending minimal time on each. Alan is also an insurance agent for PKS Financial and Medicare Advantage, spending minimal time on each.
Employment History
Current Registrations
Bay Rivers Group Wealth Partners
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Legg Mason Wood Walker INC
Legg Mason Wood Walker, IncorporatedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.