Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningCharitable GivingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
30 advisors
Number of Clients
27,435 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$45.5B

Fee Structure

Minimum Investment:$1M
Financial Planning:Included in AUM fee
Minimum Annual Fee:$10,000
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Location

2000 Avenue of the Stars, Suite 1110, Los Angeles, CA, 90067

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Kayne Anderson Rudnick Investment Management, LLC
November 2020 - Present · 5 yrs 3 mos
Vp Distributors LLCBroker
March 2013 - Present · 12 yrs 11 mos
Vp Distributors LLC
March 2013 - Present · 12 yrs 11 mos
Previous Registrations
Keybanc Capital Markets INC.Broker
February 2010 - October 2012 · 2 yrs 8 mos
Charles Schwab & CO., INC.
November 2004 - September 2007 · 2 yrs 10 mos
Charles Schwab & CO., INC.Broker
October 2000 - September 2007 · 6 yrs 11 mos
State Registrations2 states
CACO
AdvisorBrokerBoth
Exams
No exam information available for this advisor.