LW
LW

Laura Carrera Warnock

25 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingBusiness Owners
Compensation
Fee-Only (AUM)
Firm Size
7 advisors
Number of Clients
718 clients
Average Client Portfolio
$166K average
Assets Under Management
$119.0M

Fee Structure

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Location

11650 South State Street, Suite 200, Draper, UT, 84020-7150

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Laura is a DBA of a Registered Rep with Cartograph Wealth, dedicating full-time hours to investment advice. She also coaches youth lacrosse (about a quarter of her time), serves as a board member for Utah Retirement Systems (a few hours per week), and works as an independent insurance representative selling fixed insurance products (a few hours per week).

Employment History
Current Registrations
Transitional Broker LLCBroker
May 2024 - Present · 1 yr 9 mos
Lone Peak Advisers
May 2024 - Present · 1 yr 9 mos
Previous Registrations
Founders Financial Securities LLCBroker
August 2019 - May 2024 · 4 yrs 9 mos
Founders Financial Securities, LLC
August 2019 - May 2024 · 4 yrs 9 mos
LPL Financial LLC
February 2016 - August 2019 · 3 yrs 6 mos
Financial Advocates Investment Management
November 2014 - August 2019 · 4 yrs 9 mos
LPL Financial LLCBroker
November 2014 - August 2019 · 4 yrs 9 mos
Berthel Fisher & Company Financial Services, INC.
May 2008 - November 2014 · 6 yrs 6 mos
Berthel, Fisher & Company Financial Services, INC.Broker
May 2008 - November 2014 · 6 yrs 6 mos
Money Concepts Capital CORPBroker
June 2007 - May 2008 · 11 mos
Money Concepts Capital CORP
June 2007 - May 2008 · 11 mos
Wells Fargo Investments, LLC
September 2004 - May 2007 · 2 yrs 8 mos
Wells Fargo Investments, LLCBroker
September 2004 - May 2007 · 2 yrs 8 mos
Citigroup Global Markets INC.
August 2000 - August 2004 · 4 yrs
Citigroup Global Markets INC.Broker
July 2000 - August 2004 · 4 yrs 1 mo
State Registrations3 states
AZIDUT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.