Harold Knight

18 Years of Experience

1 DisclosureBroker

Harold Knight is a registered investment advisor at Cape Investment Advisory, INC., based in Slatington, PA, with 18 years of industry experience. Harold operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,634 clients with $400M in assets under management.

Cape Investment Advisory, INC.

Compensation

Fee-Only (% of Portfolio)

Firm Size

34 advisors

Number of Clients

1,634 clients

Average Client Portfolio

$246K average

Assets Under Management

$402.4M

Fee Structure

Minimum Investment:$25K

Portfolio-Based Fees (Tiered)

Portfolio Value	Annual Fee
Up to $250K	2.75%
$250K - $500K	2.50%
$500K - $1.0M	2.25%
$1M+	2.00%

The annual fees may be negotiable.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

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Location

Slatington, PA

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

November 2008

Closed-No Action

View Full SEC Report How to Read Disclosures

Other Business Activities

Harold is a Compliance Director at AMGlobe Consulting, LLC, providing regulatory compliance consulting for affiliated financial services. This consulting role is a full-time commitment.