Carlos Ferreira is a registered investment advisor at Itau International Securities INC., based in Weston, FL, with 19 years of industry experience. Carlos operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 27 clients with $57M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Itaú International Securities Inc. offers investment management services, but the fees are not clearly defined in the brochure. The brochure mentions fees are negotiable and vary based on the type of advice, account size, investment strategy, and relationship with the client. The brochure also mentions a performance-based fee schedule, but this is for Family Office Services, not Investment Management Services.
Location
Weston, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Carlos works as an investor for Banco Itau International, advising clients on various financial instruments. He dedicates a few hours per week to this activity during normal business hours.
Employment History
Current Registrations
Itau International Securities INC.
Itau International Securities INC.
Itau International Securities INC.Broker
Previous Registrations
Deutsche Bank Securities INC.
Deutsche Bank Securities INC.Broker
UBS Financial Services INC.Broker
UBS International INC.Broker
Kaufman Bros., L.P.Broker
Thomas Weisel Partners LLCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.