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Michael Joseph Maisel

25 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
13 advisors
Number of Clients
1,032 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$1.3B

Fee Structure

Minimum Investment:$500K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.00%
$1.0M - $3.0M0.80%
$3.0M - $5.0M0.60%
$5.0M - $10.0M0.50%
$10M+0.50%

Fees negotiable for amounts over $10M.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

117 East Fourth Street, Covington, KY, 41011

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Michael is appointed with multiple insurance carriers and owns 33.3% of 4th Street, LLC, a real estate company that owns the building Legacy occupies. He also owns 33.3% of Bridge Partners, USA, an insurance solution for advisors, dedicating minimal time, and 16% of Financial Fitness Powered by Legacy, LLC, an education company, dedicating minimal time.

Employment History
Current Registrations
Legacy Financial Advisors, INC.
September 2011 - Present · 14 yrs 5 mos
Previous Registrations
Triad Advisors LLCBroker
August 2011 - September 2022 · 11 yrs 1 mo
NFP Securities, INC.
August 2005 - September 2011 · 6 yrs 1 mo
NFP Securities, INC.Broker
August 2005 - September 2011 · 6 yrs 1 mo
The Lincoln National Life Insurance CompanyBroker
May 2001 - August 2005 · 4 yrs 3 mos
Lincoln Financial Advisors Corporation
July 2000 - August 2005 · 5 yrs 1 mo
Lincoln Financial Advisors CorporationBroker
June 2000 - August 2005 · 5 yrs 2 mos
State Registrations1 state
KY
Advisor
Exams
No exam information available for this advisor.