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AS
CFP
AS
CFP
Adam Justin Saltzman
Northern Trust Securities, INC
23 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
High Net Worth
Northern Trust Securities, INC
Compensation
Commission-Based
Fee-Only (AUM)
Fixed/Hourly
Firm Size
121 advisors
Number of Clients
2,283 clients
Average Client Portfolio
$559K average
Assets Under Management
$1.3B
Fee Structure
Minimum Investment:
$20K
Financial Planning:
Investment management only
Minimum Annual Fee:
$250
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Location
62 Green Bay Road, Winnetka, IL, 60093
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History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
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Customer Dispute
July 2017
Denied
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Northern Trust Securities, INC
January 2015 - Present · 11 yrs 1 mo
Northern Trust Securities, INC.
Broker
October 2003 - Present · 22 yrs 4 mos
Previous Registrations
Vision Investment Services, INC.
Broker
April 2009 - September 2011 · 2 yrs 5 mos
Scudder Distributors, INC.
Broker
March 2002 - August 2002 · 5 mos
TD Waterhouse Investor Services, INC.
Broker
September 2000 - August 2001 · 11 mos
State Registrations
51 states
AK
AL
AR
AZ
CA
CO
CT
DC
DE
FL
GA
HI
IA
ID
IL
IN
KS
KY
LA
MA
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ME
MI
MN
MO
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MT
NC
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NJ
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NY
OH
OK
OR
PA
RI
SC
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TX
UT
VA
VT
WA
WI
WV
WY
Advisor
Broker
Both
Exams
No exam information available for this advisor.