SW
CFP
SW
CFP

Shawn Joseph Walker

25 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
527 advisors
Number of Clients
44,045 clients
Average Client Portfolio
$257K average
Assets Under Management
$11.3B

Fee Structure

Minimum Investment:$2K
Financial Planning:Investment management only
Loading...

Location

1906 Towne Centre Blvd, Suite 260, Annapolis, MD, 21401

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Shawn is a 20% owner and investment advisor representative of Scarborough Capital Management, an SEC registered investment advisor, taking about half of his time. He also owns a percentage of Ballast Partners LLC, a rental property, and is the treasurer for the Catonsville Alumni Association, dedicating minimal time to each.

Employment History
Current Registrations
Independent Financial Group, LLCBroker
January 2018 - Present · 8 yrs 1 mo
Scarborough Capital Management
January 2014 - Present · 12 yrs 1 mo
Previous Registrations
Sii Investments, INC.Broker
December 2008 - December 2017 · 9 yrs
Scarborough Capital Management, INC.
October 2000 - January 2014 · 13 yrs 3 mos
Royal Alliance Associates, INC.Broker
August 2000 - December 2008 · 8 yrs 4 mos
State Registrations35 states
ALARAZCACOCTDCDEFLGAILINKSKYMAMDMIMNMONCNHNJNVNYOHOKORPASCTNTXUTVAWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.