Roberto Luis Rivera Vazquez

CFP

Freedom Advisory

25 Years of Experience

3 Disclosures

View SEC Summary

Areas of Practice

Retirement PlanningTax PlanningInvestment ManagementEstate Planning

Freedom Advisory

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

5 advisors

Number of Clients

455 clients

Average Client Portfolio

$1.5M average

Assets Under Management

$697.8M

Fee Structure

Minimum Investment:$250K

Financial Planning:Investment management only

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $1.0M	1.25%
$1.0M - $5.0M	1.00%
$5.0M - $10.0M	0.60%
$10.0M - $25.0M	0.40%
$25M+	0.25%

Fees are negotiable based on various factors.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Minimum Annual Fee:$1,500

Location

Centro Internacional De Mercadeo, 90 Carr 165 Ste 505, Guaynabo, PR, 00968-8067

Get directions

History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

December 2018

Settled

Employment Separation After Allegations

February 2017

Customer Dispute

April 2016

Settled

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Freedom Advisory

April 2017 - Present · 8 yrs 10 mos

Previous Registrations

Popular Securities, LLC

September 2007 - March 2017 · 9 yrs 6 mos

Popular Securities, LLCBroker

July 2000 - March 2017 · 16 yrs 8 mos

State Registrations2 states

PRTX

Advisor

Exams

No exam information available for this advisor.