RV
RV
Rosa Valencia is a registered investment advisor at Destra Capital Advisors LLC, based in Bozeman, MT, with 25 years of industry experience. Rosa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 3 clients with $410M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
12 advisors
IM Fee
Planning only
Assets Under Management
$414.2M
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Location
443 N. Willson Avenue, Bozeman, MT, 59715
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Destra Capital Advisors LLC
October 2016 - Present · 9 yrs 6 mos
Destra Capital Investments LLCBroker
December 2011 - Present · 14 yrs 4 mos
Destra Capital Investments LLC
December 2011 - Present · 14 yrs 4 mos
Previous Registrations
Dws Investments Distributors, INCBroker
October 2004 - November 2011 · 7 yrs 1 mo
UBS Financial Services INC.
August 2001 - September 2004 · 3 yrs 1 mo
UBS Financial Services INC.Broker
September 2000 - September 2004 · 4 yrs
State Registrations52 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.