Susan Disdier

Ucap Americas

25 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningTax PlanningHigh Net Worth

Ucap Americas

Compensation

Fee-Only (AUM)

Firm Size

8 advisors

Number of Clients

178 clients

Average Client Portfolio

$932K average

Assets Under Management

$165.9M

Fee Structure

Minimum Investment:$100K

Financial Planning:Included in AUM fee

Location

1221 Brickell Avenue, Suite 2040, Miami, FL, 33131

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History

Regulatory History (1)

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Employment Separation After Allegations

May 2021

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Other Business Activities

Susan is a registered representative at UCAP Securities, LLC and an Investment Advisor Representative at UCAP Asset Management LLC. She also owns Sudis Advisors Inc., a company created to receive her remuneration from UCAP Asset Management LLC, requiring minimal time.

Employment History

Current Registrations

Ucap Americas

July 2021 - Present · 4 yrs 7 mos

Ucap Americas

July 2021 - Present · 4 yrs 7 mos

Ucap AmericasBroker

July 2021 - Present · 4 yrs 7 mos

Previous Registrations

Wells Fargo Clearing Services, LLC

March 2017 - May 2021 · 4 yrs 2 mos

Wells Fargo Clearing Services, LLCBroker

March 2017 - May 2021 · 4 yrs 2 mos

Efg Capital Advisors INC.

July 2016 - April 2017 · 9 mos

Efg Capital Advisors LLC

August 2012 - November 2014 · 2 yrs 3 mos

Efg Capital InternationalBroker

July 2000 - April 2017 · 16 yrs 9 mos

State Registrations3 states

FLNYWI

AdvisorBrokerBoth

Exams

No exam information available for this advisor.