Douglas Michael Stockslager

Hartford Funds

24 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Hartford Funds

Compensation

Fee-Only (AUM)

Firm Size

48 advisors

Number of Clients

76 clients

Average Client Portfolio

$1.8B average

Assets Under Management

$137.8B

Location

690 Lee Road, Wayne, PA, 19087

Get directions

History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Hartford Funds

August 2018 - Present · 7 yrs 6 mos

Hartford Funds Distributors, LLCBroker

August 2018 - Present · 7 yrs 6 mos

Hartford Funds Distributors, LLC

August 2018 - Present · 7 yrs 6 mos

Previous Registrations

Alps Distributors, INC.Broker

January 2016 - August 2018 · 2 yrs 7 mos

Lord, Abbett & CO. LLC

April 2004 - September 2015 · 11 yrs 5 mos

Lord Abbett Distributor LLCBroker

October 2003 - September 2015 · 11 yrs 11 mos

UBS Financial Services INC.

October 2002 - October 2003 · 1 yr

UBS Financial Services INC.Broker

February 2002 - October 2003 · 1 yr 8 mos

Alliance Fund Distributors, INC.Broker

March 2001 - February 2002 · 11 mos

State Registrations2 states

COPA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.