Shane Miller
Shane Miller is a registered investment advisor at United Asset Strategies INC., based in Garden City, NY, with 25 years of industry experience. Shane operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,598 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
UAS offers investment management services for equity, fixed-income, and balanced accounts. The fees are determined by a relationship manager in consultation with the client and are set forth in the investment management agreement. Fees may vary among clients. UAS also manages accounts on the Pontera platform and charges 0.25% per year of the account value, in addition to Pontera's 0.25% fee. For employer-sponsored retirement plans, UAS applies a tiered fee schedule with a maximum fee of up to 1% per year on the plan assets. There may also be a minimum fee applied to a plan or to participant accounts within a plan.
Location
377 Oak Street, Suite 403, Garden City, NY, 11530
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2009Customer Dispute
October 2008Employment History
Current Registrations
United Asset Strategies INC.
Previous Registrations
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TD Ameritrade, INC.
TD Ameritrade Investment Management, LLC
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
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Bny Investment Center INC.Broker
Dreyfus Service Corporation
Dreyfus Service CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.