AC
AC

Alan Cole

24 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningEducation PlanningEstate PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9179 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K
Financial Planning:Investment management only
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Location

11101 Switzer Road, Suite 200, Overland Park, KS, 66210

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Alan is the Vice President of Retirement Sales and Wealth at Digital Insurance, LLC, providing retirement plan advisory services, dedicating full-time hours to this role. He also operates a real estate business as a sole proprietor, spending a few hours per week on this activity.

Employment History
Current Registrations
Osaic Wealth, INC.Broker
August 2024 - Present · 1 yr 6 mos
Onedigital
November 2022 - Present · 3 yrs 3 mos
Previous Registrations
Triad Advisors LLCBroker
April 2023 - August 2024 · 1 yr 4 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
January 2016 - October 2022 · 6 yrs 9 mos
Advice and Planning Services
January 2016 - October 2022 · 6 yrs 9 mos
Suntrust Investment Services, INC.
December 2013 - May 2015 · 1 yr 5 mos
Suntrust Investment Services, INC.Broker
December 2013 - May 2015 · 1 yr 5 mos
Tiaa-Cref Advice and Planning Services
May 2005 - October 2013 · 8 yrs 5 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
July 2001 - October 2013 · 12 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2000 - May 2001 · 11 mos
State Registrations2 states
GANC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Alan Cole - Financial Advisor | TrueAdvisor