Benjamin Howard Valore-caplan

Ima Advisory Services, INC.

23 Years of Experience

3 Disclosures

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingHigh Net Worth

Ima Advisory Services, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

34 advisors

Number of Clients

1,111 clients

Average Client Portfolio

$2.8M average

Assets Under Management

$3.2B

Fee Structure

Minimum Investment:$50K

Location

1705 17th Street, Suite 100, Denver, CO, 80202

Get directions

History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

August 2008

Settled

Customer Dispute

September 2002

Denied

Customer Dispute

July 2002

Denied

View Full SEC Report How to Read Disclosures

Other Business Activities

Benjamin is a partner in Vici LLC, which invests in and manages commercial real estate. The LLC receives periodic income that is distributed to the partners.

Employment History

Current Registrations

Ima Advisory Services, INC.

January 2025 - Present · 1 yr 1 mo

Previous Registrations

Syntrinsic LLC

July 2023 - January 2025 · 1 yr 6 mos

Syntrinsic Investment Counsel, LLC.

November 2008 - December 2023 · 15 yrs 1 mo

UBS Financial Services INC.

December 2001 - August 2008 · 6 yrs 8 mos

State Registrations2 states

COTX

Advisor

Exams

No exam information available for this advisor.