Daryl Seaton is a registered investment advisor at Sowell Management, based in North Little Rock, AR, with 25 years of industry experience. Daryl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 6,572 clients with $4.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sowell Management charges an annual fee based on the value of your portfolio. This fee can be up to 2.5% per year, but the exact amount depends on the size and composition of your portfolio, the services you receive, and the specific investment advisor representative you work with. Fees are typically charged in advance, but can also be billed after the fact. The fee may be negotiable.
Location
5320 Northshore Drive, North Little Rock, AR, 72118
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Daryl is an insurance agent at Solera Insurance Agency, LLC, dedicating a few hours per week to selling insurance products. He also works in retail distribution of ETFs for Rayliant Asset Management and is President of Sowell Insurance Services, LLC, dedicating a few hours per week to each.
Employment History
Current Registrations
Sowell Management
Previous Registrations
Solera Asset Managers, LLC
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Wfg Advisors, LP
Wfg Investments, INC.Broker
Eagle Strategies LLC
Nylife Securities LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.