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Wendy Waalen

18 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningInsurance PlanningHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
20 advisors
Number of Clients
599 clients
Average Client Portfolio
$435K average
Assets Under Management
$260.3M

Fee Structure

Minimum Investment:$25K
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Location

600 Highway 169 South, Suite 1410, St. Louis Park, MN, 55426

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Wendy is an investment adviser representative of Oakwood Capital, Inc. since 2011, dedicating about a third of her time to this role. She also works part-time for Valan Products, sells items on eBay, and is an agent for Oakwood Capital Insurance Solutions, selling life and fixed/indexed insurance products, spending a few hours per week on the insurance business.

Employment History
Current Registrations
Oakwood Capital, INC.
August 2011 - Present · 14 yrs 6 mos
Oakwood Capital Securities, INC.Broker
February 2009 - Present · 17 yrs
Previous Registrations
Gardner Advisors INC.
August 2011 - December 2020 · 9 yrs 4 mos
Citigroup Global Markets INC.
July 2008 - February 2009 · 7 mos
Citigroup Global Markets INC.Broker
June 2007 - February 2009 · 1 yr 8 mos
State Registrations17 states
AZCACOFLGAIAIDKSMNMOMTNDORSCSDWAWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.