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JS
CFP
JS
CFP

Joseph Sebo

Joseph M. Sebo, CFP INC.
51 Years of Experience
Oceanside, CA
1 Disclosure
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Joseph Sebo is a CFP-designated registered investment advisor at Joseph M. Sebo, CFP INC., based in Oceanside, CA, with 51 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1 clients with $1.7M in assets under management.

Joseph M. Sebo, CFP INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
1 client
Average Client Portfolio
$1.7M average
Assets Under Management
$1.7M

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.65%

Advisory fees may be negotiable based upon prior relationships as well as related account holdings. Third party investment adviser investment platforms that Mr. Sebo uses do not charge a fee greater than 1.8%, a portion of which those firms pay Mr. Sebo as a solicitor.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Oceanside, CA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 1993
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Joseph is the CFO, Secretary, and a Director of Global Payout, a public company dealing with debit cards. He dedicates about half his time to this role, with about 10-20% of his time occurring during market hours.

Employment History
Current Registrations
Joseph M. Sebo, CFP INC.
November 2022 - Present · 3 yrs 5 mos
Previous Registrations
Chronos
September 2017 - November 2022 · 5 yrs 2 mos
Willow Cove Investment Group, INC.Broker
January 2015 - August 2016 · 1 yr 7 mos
Chronos Corporation
February 2013 - October 2017 · 4 yrs 8 mos
R.W. Towt & AssociatesBroker
April 2007 - January 2013 · 5 yrs 9 mos
R.W. Towt & Associates
March 2005 - December 2012 · 7 yrs 9 mos
Willow Cove Investment Group, INC.Broker
May 2004 - May 2007 · 3 yrs
Questar Capital Corporation
May 2002 - May 2004 · 2 yrs
Questar Capital CorporationBroker
August 1999 - May 2004 · 4 yrs 9 mos
Pim Financial Services, INC.Broker
August 1997 - July 1999 · 1 yr 11 mos
Mariner Financial Services, INC.Broker
May 1995 - August 1997 · 2 yrs 3 mos
J. A. Overton & CO., INC.Broker
July 1994 - January 1995 · 6 mos
Lam Wagner, INC.Broker
August 1992 - July 1994 · 1 yr 11 mos
Financial Network Investment CorporationBroker
March 1992 - September 1992 · 6 mos
Security First Financial, INC.Broker
August 1991 - September 1991 · 1 mo
Titan/value Equities Group, INC.Broker
December 1990 - August 1991 · 8 mos
Prudential-Bache Securities INC.Broker
August 1989 - November 1990 · 1 yr 3 mos
Thomson Mckinnon Securities INC.Broker
January 1988 - August 1989 · 1 yr 7 mos
Private Ledger Financial Services, IncorporatedBroker
July 1987 - January 1988 · 6 mos
Associated Planners Securities CorporationBroker
October 1986 - July 1987 · 9 mos
Prudential-Bache Securities INC.Broker
October 1983 - October 1986 · 3 yrs
E. F. Hutton & Company INCBroker
June 1975 - October 1983 · 8 yrs 4 mos
Universal Heritage Investments CorporationBroker
May 1973 - July 1975 · 2 yrs 2 mos
State Registrations1 state
CA
Advisor

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Exams
No exam information available for this advisor.
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