Areas of Practice
Financial Planning & CoachingRetirement PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
21 advisors
Number of Clients
1,289 clients
Average Client Portfolio
$791K average
Assets Under Management
$1.0B

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K1.45%
$250K - $500K1.35%
$500K - $1.0M1.25%
$1.0M - $2.5M1.15%
$2.5M+1.05%

Fees may be negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

10 Independence Blvd, Suite 120, Warren, NJ, 07059

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Duy is a contractor for Real Futbol Academy, a sports team, since 2016, coaching young soccer players. This takes about a quarter of his time.

Employment History
Current Registrations
Fountainhead Advisors
December 2024 - Present · 1 yr 2 mos
Previous Registrations
Morgan Stanley
May 2014 - December 2024 · 10 yrs 7 mos
Morgan StanleyBroker
May 2014 - December 2024 · 10 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2011 - April 2014 · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2011 - April 2014 · 3 yrs 3 mos
Assent LLCBroker
March 2008 - November 2009 · 1 yr 8 mos
Assent LLCBroker
May 2005 - November 2006 · 1 yr 6 mos
E*trade Professional Trading, LLCBroker
May 2000 - July 2004 · 4 yrs 2 mos
State Registrations1 state
NJ
Advisor
Exams
No exam information available for this advisor.