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AS
AS
Anthony Howard Smith
Harbour Investments, INC.
23 Years of Experience
1 Disclosure
Broker
Sells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
High Net Worth
Harbour Investments, INC.
Compensation
Commission-Based
Fee-Only (AUM)
Fixed/Hourly
Firm Size
248 advisors
Number of Clients
22,917 clients
Average Client Portfolio
$330K average
Assets Under Management
$7.6B
Fee Structure
Investment Management
Planning
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Location
575 D'Onofrio Drive, Suite 300, Madison, WI, 53719
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History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
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Criminal
July 1999
Final Disposition
View Full SEC Report
How to Read Disclosures
Other Business Activities
Sells Insurance
Anthony is an independent insurance agent.
Employment History
Current Registrations
Harbour Investments, INC.
February 2012 - Present · 14 yrs
Harbour Investments, INC.
Broker
September 2004 - Present · 21 yrs 5 mos
Previous Registrations
Harbour Investments, INC.
August 2005 - August 2005 · 0 mos
H&r Block Financial Advisors, INC.
Broker
September 2000 - October 2002 · 2 yrs 1 mo
State Registrations
1 state
WI
Advisor
Broker
Both
Exams
No exam information available for this advisor.