Brian Sweeney is a registered investment advisor at Ministry Partners Securities, LLC, based in Brea, CA, with 16 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 3 more. Their firm serves 115 clients with $15M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MPS refers clients to third-party money managers for investment management. The annual fee for these programs ranges from 1.00% to 2.20% of the total value of assets in your account. MPS receives a portion of this fee from the third-party money manager. Fees are negotiable based on the account value, asset types, financial situation, and trading activity.
Specific fee arrangements vary depending on the third-party money manager:
- Camelot Portfolios: Maximum annual fee of 1.50%, with MPS receiving up to 0.67% of the total annual fee.
- AssetMark: Maximum total annual fee of 2.20%, including both advisory and platform fees. MPS may receive up to 1% of the annual fee, in addition to AssetMark's platform fee (0.00% - 1.20%).
- Harvest Investment: Total annual fee varies based on account assets, with MPS receiving a maximum of 1% of the total annual fee.
Location
One Pointe Dr, Suite 205, Brea, CA, 92821
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Ministry Partners Securities, LLC
Bg Worldwide Securities, INC.
Bg Worldwide Securities, INC.Broker
Honey Badger Investment Securities, LLCBroker
Capconnect Emarkets, LLCBroker
Opal Securities, INC.Broker
Opal Securities, INC.
Ministry Partners Securities, LLC
Ministry Partners Securities, LLCBroker
Previous Registrations
Cadaret, Grant & CO., INC.Broker
Cadaret Grant & CO INC
Plato's Philosophy, LLC
Ebisu Securities INC.Broker
Thurston Springer Advisors
Thurston Springer FinancialBroker
Thurston Springer Financial
David A. Noyes & CompanyBroker
Trustmont Financial Group, INC.Broker
Cfd Investments, INC.Broker
Brookstone Securities, INC.Broker
Dewaay Financial Network, LLCBroker
Gunnallen Financial, INCBroker
Charles Schwab & CO., INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.