Nicholas Tsakon

Pruco Securities, LLC

23 Years of Experience

Broker

View SEC Summary

Pruco Securities, LLC

Compensation

N/A

Firm Size

20 advisors

Number of Clients

Not specified

Average Client Portfolio

Not specified

Location

751 Broad Street, Newark, NJ, 07102-3777

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Pruco Securities, LLC

October 2016 - Present · 9 yrs 4 mos

Pruco Securities, LLC.Broker

November 2011 - Present · 14 yrs 3 mos

Previous Registrations

UBS Financial Services INC.Broker

February 2001 - June 2010 · 9 yrs 4 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

August 2000 - February 2001 · 6 mos

State Registrations51 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.