Gary James
Gary James is a CFP-designated registered investment advisor at Summit Wealth Group, based in Colorado Springs, CO, with 25 years of industry experience. Gary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 2,544 clients with $1.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Summit Wealth charges a percentage of your portfolio each year for investment management services. The fee is calculated based on the value of your portfolio at the end of the previous quarter and is billed quarterly in advance. The exact fee is negotiable based on various factors, including the investment advisor representative providing the services, the type of client, the complexity of the client's situation, and the total amount of assets under management. The firm pays all trade expenses of trades placed on your behalf.
Location
13710 Struthers Road, Suite 115, Colorado Springs, CO, 80921
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gary is involved in several business activities, including fixed insurance sales and real estate. He is also the vice president and co-owner of Summit Wealth Group and the owner of Precepts Wealth Management, LLC, spending the majority of his time on these ventures.
Employment History
Current Registrations
Summit Wealth Group
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
LPL Financial LLC
LPL Financial LLCBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
J.C. Bradford & CO.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.