Seth Heine is a CFP-designated registered investment advisor at Seth Heine LLC, based in Ormond Beach, FL, with 11 years of industry experience. Seth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 2 clients with $350K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.20% |
| $100K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.89% |
| $2.0M - $3.0M | 0.85% |
| $3.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.60% |
| $10M+ | 0.30% |
Reduced fee schedule applies to bonds and certain fixed income securities: - 0.60% on the first $100,000 - 0.50% on assets of $100,001 – 1,000,000 - 0.44% on assets of $1,000,001 – $2,000,000 - 0.42% on assets of $2,000,001 - $3,000,000 - 0.36% on assets of $3,000,001 - $5,000,000 - 0.30% on assets of $5,000,001 - $10,000,000 - 0.15% on assets over $10,000,000
Fee Estimator
Location
Ormond Beach, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Seth Heine LLC
Previous Registrations
Equitable Advisors, LLCBroker
AXA Advisors, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Jackson National Life Distributors LLCBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations1 state
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